Transition Concierge
Transitions are both a challenge and an opportunity for broker dealers and registered investment advisory firms and an incoming practice and its staff. Based on the initial forging of a new relationship, both organizations are investing in the future possibilities.
Central to making transitions efficient and with minimal disruption are:
- Setting expectations
- Identifying tasks and roles
- Establishing a timeline
- Assessing existing processes
- Merging with new processes and opportunities
QuonWarrene brings expertise from both broker dealer and practice perspectives to offer a transition package that focuses on achieving these steps. Our methodology insures that all parties understand the tasks at hand, who fills the appropriate roles and confirms a project plan to expedite the process.
Just as a fine concierge taps a knowledge base to facilitate hospitality, so QuonWarrene applies those principles and processes to the transition for your new relationship.
What We Provide
- Meet with each transitioning practice joining your firm
- Assess the current practice and tasks to complete the transition
- Analyze and collaborate with them – understanding your strategy for integration
- Develop a project plan for the transition
- Implement our forms management method, and train staff for executing the plan
These steps begin with a meeting to learn about each practice, staff and goals in making their move. We deliver a transition plan for the practice to expedite their efforts in moving. Finally, we implement our forms management solution, training the practice for efficient handling of paperwork.
